Stakeholder Communication - Yuanta Financial Holdings

利害關係人溝通管道利害关系人沟通管道 Stakeholder Communication Channels

To ensure that stakeholders can communicate with the Company in a timely and effective manner, and to enhance the supervisory function of the board of directors and Audit Committee, Yuanta FHC has worked to continually strengthen its communication channels with stakeholders, with the hope that through diversified communication channels we will be better able to receive and respond to stakeholders' feedback and issues of concern.

In addition to regularly compiling relevant results, reviewing the results of discussions with stakeholders, and submitting a report and confirmation to the board of directors annually, the status of each stakeholder communication for the year 2023 was reported to the board of directors on June 26, 2024.

Issues of Stakeholder Concern and Communication Channels

Customer Complaints Hotline

Using its customer service center and the employees of its locations across Taiwan, Yuanta has undertaken periodic surveys of customer opinion to better understand customer needs and levels of satisfaction, efficiently respond to and resolve problems, and provide the best possible customer service. Yuanta has also set up a Service line, webpage email box, and other public channels to provide customer consultation and respond to needs, and has set the internal control system, customer complaint case procedure, telephone recording system management notes, and other related measures, so as to effectively track and resolve problems, provide superior service, and protect customer rights.

To protect its customers’ personal information, Yuanta has set in place the “Yuanta Financial Holdings Co., Ltd., and Subsidiaries Customer Information Protection Procedures,” and statement on the protection of customers’ privacy rights, the contents of which are publicly available on the company website. With regard to Yuanta’s consumer complaints channels, the process is as follows: When the company receives consumer complaint cases, it immediately notifies the related units to resolve the issue and respond to the complainant, as well as the company or authorities, in order to fully assure the handling and progress of the case.

Yuanta Financial Holdings

Address : 10F., No. 66, Sec. 1, Dunhua S. Rd., Taipei 105, Taiwan

Telephone : +886-2-2781-1999

Yuanta Securities

Address : 11F., No. 219, Sec. 3, Nanjing E. Rd., Taipei 104, Taiwan

Telephone : +886-2-2718-1234

Service line : +886-2-2718-5886

Yuanta Commercial Bank

Address: 1F., No.66, Sec. 1, Dunhua S. Rd., Taipei 105, Taiwan

Telephone : +886-2-2173-6699

Service line : 0800-688-168

Yuanta Funds

Address : B1, No. 67, Sec. 2, Dunhua S. Rd., Taipei, 106 Taiwan

Telephone : +886-2-2717-5555

Service line : 0800-009-968

Yuanta Futures

Address : 3F., No. 77, Sec. 2 Nanjing E. Rd., Taipei 104, Taiwan

Telephone : +886-2-2717-6000

Service line : 0800-333-338

Yuanta Life

Address : 17F., No.156, Sec. 3, Minsheng E. Rd., Taipei 105, Taiwan

Telephone : +886-2-2751-7578

Service line：0800-088-008

Yuanta Securities Finance

Address : 12F., No. 66, Sec. 1, Dunhua S. Rd., Taipei 105, Taiwan

Telephone : +886-2-2173-6833

Yuanta Venture Capital

Address : 10F., No. 66, Sec. 1, Dunhua S. Rd., Taipei 105, Taiwan

Telephone : +886-2-2173-6633

Yuanta AMC

Address: 13F., No. 77, Sec. 2, Nanjing E. Rd., Taipei 104, Taiwan

Telephone : +886-2-2173-6655

Yuanta Investment Consulting

Address : 4F., No. 157, Sec. 3, Ren'ai Rd., Da'an Dist., Taipei City 106 , TaiwanTaipei, Taiwan

Telephone : +886-2-8770-6078

Investors

In order to strengthen investor relations and increase the transparency of its financial information and operating conditions, Yuanta has set up an investor relations section on its website to conduct outreach and provide shareholders and investors with the latest, most accurate company news. Investors are also invited to use the following channels to get in touch with the company

Spokesperson

Name : Chien Weng

Position : President

Telephone: +886-2-2781-1999

Deputy Spokesperson

Name : Hsu Shu Mai

Position : Vice President

Telephone: +886-2-2781-1999

Investor Relations

Name : Allen Wu

Position : Senior Vice President

E-mail : [email protected]

Stock Transfer Agent

Yuanta Securities Stock Transfer Agency

Address : B1, No. 210, Sec. 3, Chengde Rd., Taipei 103, Taiwan

Telephone : +886-2-2586-5859

Employees

Yuanta’s human resource management procedures, in addition to following labor laws and related norms and regulations to guarantee the legal rights of employees, strive to maintain good channels of communication with employees, and have a system of formal consultations with unions and labor conferences.

After receiving a complaint from an employee, Yuanta will initiate complaint handling procedures according to the content of the complaint, in accordance with internal regulations such as workplace sexual harassment, unlawful workplace assault of employees in the performance of their duties, or other labor laws, and handle the complaint in a confidential manner to protect the complainant from any retaliation or other adverse treatment.

Employees Contact Person

Name : Peipei Chen

Position : Manager

Telephone : +886-2-2781-1999

Supplier Feedback and Complaints

In order to establish a complete supplier feedback and complaints process, provide affected stakeholders with a channel to seek relief, and assist the Company in continuing to improve sustainable procurement practices, cases will be handled with a high degree of confidentiality to protect the privacy of the parties involved, and impartiality and fairness will be maintained during the investigation of the case.

Terms and Conditions of Sustainable Procurement for Suppliers

Suppliers Contact Person

Name : Shang Sheng Lu

Position : Senior Manager

Telephone : +886-2-2781-1999

ESG Mailbox

Yuanta Financial Holdings The Corporate Sustainability Office

Email：[email protected]

Telephone：+886-2-2781-1999

Fax：+886-2-2772-1585